SEBI Compliance refers to the adherence to regulations and guidelines prescribed by the Securities and Exchange Board of India (SEBI), the regulatory body overseeing the securities market in India. SEBI mandates compliance with various rules and regulations to ensure fair, transparent, and efficient functioning of the securities market, protect investors' interests, and maintain market integrity. Compliance with SEBI regulations is mandatory for entities operating in the Indian securities market, including listed companies, stock exchanges, intermediaries, and market participants.
Corporate Governance and Investor Protection
Board Governance Practices
Evaluating board composition, structure, independence, and effectiveness in accordance with SEBI corporate governance guidelines and listing regulations.
Investor Education and Awareness:
Investor Outreach Programs: Conducting investor education seminars, workshops, and awareness campaigns to promote financial literacy, investment awareness, and investor protection.
Grievance Redressal Mechanisms: Establishing robust grievance redressal mechanisms and investor service centers to address investor complaints, queries, and grievances in a timely and transparent manner.
SEBI Compliance typically involves several phases
- Insider Trading and Market Abuse Prevention.
- Listing Requirements and Corporate Disclosures.
- Market Manipulation and Price Rigging Surveillance..
- Corporate Governance Audits and Reviews.
- Investor Complaint Resolution and Redressal.
- Compliance Training and Awareness Programs.